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INTELLECTUAL
PROPERTY LAW
Effective as of May 15, 1997
PRELIMINARY PROVISION
(Article 1 to 5) Read the Articles
TITLE I - PATENTS (Artigo 6 to 93)
CHAPTER I - OWNERSHIP (Article 6 to 7)
CHAPTER II - PATENTABILITY (Article 8 to 18)
SECTION I - PATENTABLE INVENTIONS AND UTILITY
MODELS (Article 8 to 15)
SECTION II - PRIORITY RIGHTS (Article 16
and 17)
SECTION III - NON-PATENTABLE INVENTIONS AND
UTILITY MODELS (Article 18)
CHAPTER III - PATENT -
APPLICATION PROCEDURES (Article 19 to 37)
SECTION I - FILING OF APPLICATION
(Article 19 to 21)
SECTION II - CONDITIONS FOR
APPLICATION (Article 22 to 29)
SECTION III - PROSECUTION AND EXAMINATION OF
APPLICATION (Article 30 to 37)
CHAPTER IV - PATENT GRANT AND VALIDITY TERM (Article 38 to 40)
SECTION
I - PATENT GRANT (Article 38 and 39)
SECTION II -
PATENT VALIDITY TERM (Article 40)
CHAPTER V - PROTECTION AWARDED BY A
PATENT (Article 41 to 45)
SECTION I - PROTECTION RIGHTS (Article 41 to
44)
SECTION II -
PRIOR USER ( Article 45)
CHAPTER VI -
PATENT NULLITY AND CANCELLATION (Article 46 to 57)
SECTION I
- GENERAL PROVISIONS (Article 46 to 49)
SECTION
II - ADMINISTRATIVE NULLITY PROCEEDINGS (Article 50 to 55)
SECTION III -
JUDICIAL CANCELLATION PROCEEDINGS (Article 56 to 57)
CHAPTER VII - ASSIGNMENT AND RECORDINGS (Article
58 to 60)
CHAPTER VIII - LICENSES (Article 61 to
74)
SECTION I - VOLUNTARY LICENSE (Article 61 to 63)
SECTION II - LICENSE OFFER (Article 64
to 67)
SECTION III - COMPULSORY LICENSES
(Article 68 to 74)
CHAPTER IX - PATENTS OF INTEREST TO NATIONAL
DEFENSE (Article 75)
CHAPTER X - CERTIFIATE OF ADDITIONAL
INVENTION (Article 76 and 77)
CHAPTER XI - PATENT
EXTINCTION (Article 78 to 83)
CHAPTER XII - ANNUAL RENEWAL
FEES (Article 84 to 86)
CHAPTER XIII - RESTORATION (Article 87)
CHAPTER XIV - INVENTIONS AND UTILITY MODELS
MADE BY EMPLOYEES OR SERVICE SUPPLIERS (Article 88 to 93)
TITLE II - INDUSTRIAL DESIGN (Article 94
to 121)
CHAPTER I - OWNERSHIP (Article 94)
CHAPTER II - REGISTRABILITY (Article 95 to
100)
SECTION I - REGISTRABLE INDUSTRIAL DESIGNS (Article 95 to
98)
SECTION II - PRIORITY RIGHTS (Article 99)
SECTION III - NON-REGISTRABLE INDUSTRIAL DESIGNS
(Article 100)
CHAPTER III - APPLICATION
PROCEDURES (Article 101 to 106)
SECTION I - FILING OF APPLICATION (Article
101 to 103)
SECTION II - CONDITIONS FOR APPLICATION
(Article 104 to 105)
SECTION III - PROSECUTION AND EXAMINATION OF
APPLICATION (Article 106)
CHAPTER IV - REGISTRATION GRANT AND VALIDITY TERM
(Article 107 to 108)
CHAPTER V - PROTECTION AWARDED BY INDUSTRIAL DESIGN
REGISTRATION(Article 109 to 110)
CHAPTER VI - MERIT EXAMINATION
(Article 111)
CHAPTER VII - NULLITY AND CANCELLATION
OF REGISTRATION (Article 112 to 118)
SECTION I - GENERAL PROVISIONS (Article 112)
SECTION II - ADMINISTRATIVE CANCELLATION
PROCEEDINGS (Article 113 to 117)
SECTION III - JUDICIAL CANCELLATION
PROCEEDINGS ( Article 118)
CHAPTER VIII - EXTINCTION OF REGISTRATIONS (Article
119)
CHAPTER IX - QUINQUENNIAL RENEWAL FEE (Article
120)
CHAPTER X - FINAL PROVISIONS (Article 121)
TITLE III - TRADEMARKS (Article 122 to 175)
CHAPTER I - REGISTRABILITY
(Article 122 to 126)
SECTION I - REGISTRABLE TRADEMARKS
(Article 122 to 123)
SECTION II - II NOT-REGISTRABLE AS
TRADEMARKS (Article 124)
SECTION III - FAMOUS TRADEMARKS (Article 125)
SECTION IV - WELL-KNOWN TRADEMARKS (Article 126)
CHAPTER II - PRIORITY RIGHTS(Article 127)
CHAPTER III - OF THE APPLICANTS (Article
128)
CHAPTER IV - OWNERSHIP AND TRADEMARK
RIGHTS (Article 129 to 132)
SECTION I - ACQUISITION (Article 129)
SECTION II - PROTECTION AWARDED BY A REGISTRATION
(Article 130 to 132)
CHAPTER V - REGISTRATION VALIDITY TERM,
ASSIGNMENT AND RECORDINGS (Article 133 to 141)
SECTION I - VALIDITY TERM (Article 133)
SECTION II - ASSIGNMENT (Article 134 to 135)
SECTION III - RECORDINGS (Article 136 to 138)
SECTION IV - LICENSE OF USE (Article 139 to 141)
CHAPTER VI - EXTINCTION OF REGISTRATION (Article
142 to 146)
CHAPTER VII - COLLECTIVE AND CERTIFICATION TRADEMARKS
(Article 147 to 154)
CHAPTER VIII - APPLICATION PROCEEDINGS
(Article 155 to 157)
CHAPTER IX - EXAMINATION (Article 158 to 160)
CHAPTER X - ISSUANCE OF REGISTRATION CERTIFICATE
(Article 161 to 164)
CHAPTER XI - NULLITY AND CANCELLATION
OF REGISTRATIONS (Article 165 to 175)
SECTION I - GENERAL PROVISIONS (Article 165 to 167)
SECTION II - ADMINISTRATIVE CANCELLATION
PROCEDINGS (Article 168 to 172)
SEÇÃO III - JUDICIAL CANCELLATION PROCEEDINGS
(Article 173 to 175)
TITLE IV - GEOGRAPHIC INDICATIONS (Article 176 to 182)
TITLE V - CRIMES AGAINST INDUSTRIAL PROPERTY
(Article 183 to 210)
CHAPTER I - CRIMES AGAINST PATENTS (Article 183 to
186)
CHAPTER II - CRIMES AGAINST INDUSTRIAL DESIGNS (Article 187
to 188)
CHAPTER III - CRIMES AGAINST TRADEMARKS (Article 189
to 190)
CHAPTER IV - CRIMES COMMITTED THROUGH TRADEMARKS, TITLES OF
ESTABLISHMENT AND ADVERTISING SIGNS (Article 191)
CHAPTER V - CRIMES AGAINST GEOGRAPHICAL AND OTHER INDICATIONS
(Article 192 to 194)
CHAPTER VI - CRIMES OF UNFAIR COMPETITION
(Article 195)
CHAPTER VII - GENERAL PROVISIONS (Article 196 to 210)
TITLE VI - TECHNOLOGY TRANSFER AND FRANCHISING (Article
211)
TITLE VII - GENERAL PROVISIONS (Article 212 to
228)
CHAPTER I - APPEALS - GENERAL PROVISIONS (Article 212
to 215)
CHAPTER II - ACTS OF THE PARTIES (Article 216 to 220)
CHAPTER III - TIME LIMITS (Article 221 to 224)
CHAPTER IV - FORFEITURE OF RIGHT TO SUE (Article 225)
CHAPTER V - INPI (BRAZILIAN PTO) ACTS
(Article 226)
CHAPTER VI - CLASSIFICATION (Article 227)
CHAPTER VII - OFFICIAL FEES (Article 228)
TITLE VIII - TRANSITORY AND FINAL PROVISIONS (Article 229 to
244)
| PRELIMINARY PROCEDURES
Article 1: This law regulates rights and obligations regarding
industrial property matters.
Article 2: The protection of industrial property rights,
which takes into account the social, technological and economic development of the
country, is effected by means of:
I. Patents of invention and patents of
utility model;
- Industrial design registrations;
- Trademark registrations;
- Repression of false geographical indications; and
- Repression of unfair competition.
Article 3: The provisions of this law also apply to:
- Application for a patent or registration originating from abroad and filed in this
country by anyone under protection guaranteed by a treaty or convention effective in
Brazil; and
- To nationals or persons domiciled in a country that reciprocates identical or equivalent
rights to Brazilians or residents in Brazil.
Article 4: The provisions of treaties or conventions effective
in Brazil are applicable, in equal conditions, to natural and legal persons that are
nationals or residents of this country.
Article 5: For all legal purposes, industrial property rights
are considered to be transferable.
.Back to Preliminary Procedures
INDEX |
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| TITLE I - PATENT
CHAPTER I - OWNERSHIP
Article 6: The author of an invention or of a utility model will be
entitled to obtain a patent whose property will be guaranteed to the author under the
terms and conditions in this law.
§1 Unless proven otherwise, the applicant is presumed to have the
right to obtain a patent.
§2 A patent may be applied for by the author, its heirs or successors,
by an assignee or by whomever the law or a employment or service contract determines to be
the owner.
§3 When an invention or utility model is created jointly by two or
more individuals, the patent may be applied for by all or anyone of them, providing that
all inventors are fully identified in the application to guarantee respective rights.
§4 The inventor will be named and qualified, but may request his
authorship not to be disclosed.
Article 7: If two or more authors have independently divised the
same invention or utility model, the right to obtain a patent will be assured to whoever
proves the earliest filing regardless of the dates of invention or creation.
Sole paragraph: The withdrawal of an earlier filing which had no
effect will give priority to the first later filing.
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CHAPTER II - PATENTIABILITY
SETION I - PATENTABLE INVENTIONS AND UTILITY
MODELS
Article 8: To be patentable an invention must meet the requirements
of novelty; inventive activity and industrial application.
Article 9: An objet of practical use, or part thereof, is
patentable as a utility model, if its capability of industrial application features a new
shape or arrangement and involves an inventive act resulting in a functional improvement
in its use or manufacture.
Article 10: The following are not considered to be inventions or
utility models:
- Discoveries, scientific theories and mathematical methods;
- Purely abstract concepts;
- Schemes, plans, principles or methods of a commercial, accounting, financial,
educational, publishing, lottery or fiscal nature;
- Literary, architectural, artistic and scientific works or any aesthetic creation.
- Computer programs per se;
- The presentation of information
- .Rules of games;
- .Operating or surgical techniques and therapeutic or diagnostic methods, for use on the
human or animal body; and
- Natural living beings, in whole or in part, and biological material, including the
genome of germ plasma of any natural living being, when found in nature or isolated
therefrom, and natural biological processes.
Article 11: Inventions and utility models are considered to be
new when not included in the state of the art.
§1 The state of the art comprises everything made accessible to the
public before the date of filing of a patent application, by written or oral description,
by use or any other means, in Brazil or abroad, without the prejudice to the provisions of
Articles 12, 16, and 17.
§2 For the purpose of determining novelty, the whole contents of an
application filed in Brazil, but still unpublished, will be considered as state of the
art, from its filing date, or from the date of the earliest priority claimed, in
case it be eventually published.
§3 The provisions of the preceding paragraph will apply to an
international patent application filed under a treaty or convention effective in Brazil,
if the corresponding application is filed in this country.
Article 12: The disclosure of an invention or utility model
which occurring during the twelve months preceding the patent application filing date or
the earliest priority claimed will not be considered as part of the state of the art,
provided that such disclosure is made by;
- By the inventor;
- By the National Institute of Industrial Property - INPI - (BRAZILIAN PTO), through
official publication of a patent application filed without the consent of the inventor and
based on information obtained from the inventor or as a result of its acts; or
- By third parties, on the basis of information received directly or indirectly from the
inventor or as the result of its acts.
Sole Paragraph: INPI (BRAZILIAN PTO) may require the
inventor to submit a declaration regarding such a disclosure, accompanied or not by
evidence under the conditions established by Law.
Article 13: An invention shall be deemed to involve inventive
activity when, to soneone skilled in the art, it does not appear to commonly or trivially
derive from the state of the art.
Article 14: The utility model shall deemed to involve an
inventive act when, to someone skilled in the art, it does not appear to commonly or
trivially derive from the state of the art.
Article 15: Inventions and utility models are deemed of
industrial application if capable of being produced or used in any kind of industry.
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SECTION II - PRIORITY RIGHTS
Article 16: Priority rights will be guaranteed to a patent
application filed in a country holding an agreement with Brazil or in an international
organization, as if it was a national filing,, within the time limits established in the
agreement. Such filing shall not be invalidated nor jeopardized by facts occurring
within such time limits.
§1 Priority claims must be made at the time of filing, but may be
supplemented within 60 (sixty) days by other priorities earlier than the date of filing in
Brazil.
§2 A priority claim must be supported by a suitable document of
origin, including number, date, title, specifications and, if the case, claims and
drawings, accompanied by an informal translation of the filing certificate or equivalent
document containing data identifying the application, the contents of which will be the
entire responsibility of the applicant.
§3 If not submitted at the time of filing, such proof must be
presented within 180 (one hundred and eighty) days from filing.
§4 For international applications filed under a treaty or convention
effective in Brazil, the translation provided for in §2 must be filed within the period
of 60 (sixty) days from the date of entry into national phase.
§5 When the application filed in Brazil its entirely contained in the
document of origin, an affidavit by the applicant in this respect will substitute the
simple translation.
§6 When priority right is obtained by virtue of an assignment, the
corresponding document must be submitted within 180 (one hundred and eighty) days from
filing or, in the case of entry into national phase, within 60 (sixty) days from the date
of such entry. Consular certification of this document is not required.
§7 Failure to file a priority proof within the time limits established
in this article will result in loss of priority rights.
§8 In the case of an application filed with a priority claim, any
request for early publication must be made with proof of priority on file.
Article 17: An application for a patent of invention or for a
utility model originally filed in Brazil, without a priority claim and still unpublished,
will extend the right of priority to a later application in respect of the same subject
matter filed in Brazil by the same applicant or by his successors, for a time limit of 1
(one) year.
§1 Priority will only be accepted for subject matter disclosed in the
earlier application and will not cover any new matter eventually introduced.
§2 The pending earlier application will be considered as shelved.
§3 A patent application resulting from the division of an earlier
application cannot serve as basis for priority claim.
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SECTION III - NON -PATENTABLE INVENTIONS
AND UTILITY MODELS
Article 18: The following are not patentable:
- Whatever is contrary to morals, good customs and public security, order and health;
- Substances, matter, mixtures, elements or products of any kind, as well as the
modification of their physical-chemical properties and the respective processes of
obtaining or modification thereof, when resulting from the transformation of the atomic
nucleus; and
- Living beings, in whole or in part, except transgenic micro-organisms meeting the three
patentability requirements - novelty, inventive activity and industrial application - as
provided in Article 8 and which are not considered mere discoveries
Sole Paragraph: For the purposes of this law, transgenic
micro-organisms are organisms, except the whole or part of plants or animals, that
present, due to direct human intervention in their genetic composition, a characteristic
that can not normally be attained by species under natural conditions.
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CHAPTER III - PATENT APPLICATIONS
SECTION I - APPLICATION PROCEDURES
Article 19: A patent application should include:
- Executed application form;
- Specification;
- Claims;
- Drawings if any;
- An abstract; and
- Proof of payment of the filing fee.
Article 20: Once submitted, the application will undergo a
formal preliminary examination and, if in due order, will be formally accepted and stamped
(docketed), the date of submittal being considered as the filing date.
Article 21: An application that does not formally meet the
requirements of Article 19, but which does contain data covering subject matter, the
applicant and the inventor, may be delivered to the INPI (BRAZILIAN PTO) against a dated
receipt which will establish the requirements to be met within a period of 30 (thirty)
days, the failure to do so resulting in return or shelving of the documentation.
Sole Paragraph: Once the requirements have been met,
filing of the application will be considered to have been made on the date it was
received.
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SECTION II - CONDITIONS FOR APPLICATION
Article 22: An application for a patent of invention must refer to
a single invention or to a group of inventions so interrelated as to comprise one single
inventive concept.
Article 23: An application for a utility model must refer to a
single basic model, which may include a plurality of distinct additional elements or
structural or configurative variations, provided that technical-functional and corporeal
unity of the object is preserved.
Article 24: The specification must describe the subject matter
clearly and sufficiently so as to enable anyone skilled in the art to carry it out and to
indicate, when applicable, the best mode of execution.
Sole Paragraph: In the case of biological material
essential for the practical execution of the subject matter of the application, which
cannot be described in the form of this Article and which has not been accessible to the
public, the specification will be supplemented by a deposit of the material with an
institution authorized by INPI (BRAZILIAN PTO) or indicated by international agreement.
Article 25: The claims must be based on the specification,
characterizing the particularities of the application, clearly and precisely defining the
subject matter to be protected.
Article 26: A patent application may, prior to completion of its
examination, be split, ex-officio or on applicant's request, into two or more
applications, provided that the divisional application:
- Makes specific reference to the original application; and
- Does not exceed the subject matter disclosed in the original application.
Sole Paragraph: A request for division inconsistent with
the provisions of this article shall be shelved.
Article 27: Divisional application will receive the filing date
of the original application and the benefit of its priority, if any.
Article 28: Each divisional application will be subject to
payment of the applicable fees.
Article 29: A patent application which is withdrawn or abandoned
will be mandatorily published.
§1 A request for withdrawal must be filed within 16 (sixteen) months
counted from the date of filing or of the earliest priority.
§2 Withdrawal of an earlier application, which has no effect,
will confer priority to the first later application.
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SECTION III - PROSECUTION AND EXAMINATION
OF APPLICATION
Article 30: A patent application will be kept secret for 18
(eighteen) months counted from its filing date or from the earliest priority, if any,
after which it will be published, except for the event provided for under Article 75.
§1 Publication of the application can be anticipated upon applicant's
request.
§2 The publication must include data identifying the patent
application, a copy of the specification, claims, abstract and drawings being made
available to the public by the INPI (BRAZILIAN PTO).
§3 In the case provided for in the Sole Paragraph of Article 24, the
biological material will be made available to the public at the time of the publication to
which this article refers.
Article 31: Documents and information to assist examination may
be filed by interested parties between the publication of the application and the
completion of examination.
Sole Paragraph: Examination will not take place prior to
60 (sixty) days from publication of application.
Article 32: In order better to clarify or define a patent
application, applicant may effect amendments up to the date a request for examination is
made, provided such amendments be limited to the subject matter initially disclosed in the
application.
Article 33: Examination of a patent application must be
requested by the applicant or by any interested party, within 36 (thirty six) months
counted from the date of filing, the failure of which will result in shelving of
application.
Sole Paragraph: A patent application may be reinstated,
upon applicant's request, within 60 (sixty) days from its shelving, on payment of a
specific fee, the failure of which will result in final shelving of application.
Article 34: Within 60 (sixty) days of an examination request,
the following must be submitted, the failure of which will result in shelving of
application.
- Objections, prior art searches and the results of examinations corresponding
applications in other countries, when priority is claimed;
- Documents necessary to regularize the proceedings and examination of the application;
and
- An informal translation of the document mentioned in §2 of Article 16, should it have
been substituted by a declaration as provided for in §5 of that same Article.
Article 35: By occasion of technical examination, a search
report and technical report will be issued with regard to:
- Patentiability of the application.
- Adaptation of the application to the nature of protection claimed;
- Reformulation of the application or the division thereof, or
- Technical amendments required.
Article 36: When the Official report is for non-patentiability
or for the inadequacy of the application for the nature of protection claimed or requires
technical amendments, the applicant will be notified to reply within 90 (ninety) days.
§1 If no reply to a official action is filed, the application will be
definitively abandoned.
§2 If a reply to a official action is filed, but such official action
is not fully complied with, or its contents contested, examination will proceed,
regardless of arguments submitted concerning patentability or adequacy.
Article 37: Once examination is concluded, a decision will be
issued to allow or reject the application.
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CHAPTER IV - PATENT GRANT AND TERM
SECTION I - PATENT GRANT
Article 38: A Patent will be granted after the application is
approved and a letters-patent will be issued upon proof of payment of the corresponding
issue fee.
§1 Payment of issue fee and the respective proof thereof must be
effected within 60 (sixty) days from allowance.
§2 The fee provided for hereunder may also be paid and such payment
proved within 30 (thirty) days from expiration of the time limit provided for in the
preceding paragraph, independently of notice by payment of a specific fee, the failure of
which shall result in shelving of the application in final form.
§3 Patent will be considered granted as of the date of publication of
its allowance.
Article 39: The letters-patent will include the respective
number, title and nature of protection, name of the inventor, observing the provisions of
Article 6, §4, the qualification and domicile of the patentee, the term of validity,
specification, claims and drawings, as well as to priority data.
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SECTION II - PATENT VALIDITY TERM
Article 40: A Patent of invention will have a term of 20 (twenty)
years and a utility model patent a term of 15 (fifteen) years, counted from the filing
date.
Sole Paragraph: Such time period will not be less than 10
(ten) years for patents of invention and 7 (seven) years from utility model patents,
counted from grant, except when the INPI (BRAZILIAN PTO) is prevented from proceeding with
the examination as to the merit of the application, due to a proven pending litigation or
for reasons of "force majeure".
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CHAPTER V - PROTECTION AWARDED BY A PATENT
SECTION I - PROTECTION RIGHTS
Article 41: The scope of protection awarded by a patent is
determined by the contents of the claims, interpreted in the light of the specifications
and drawings.
Article 42: A patent entitle its owners the right to prevent
third parties from manufacturing, using, offering for sale, selling or importing the
following:
- A product that is the subject matter of a patent,
- A process, or product directly obtained by a patented process.
§1 The patentee is further warranted the right to prevent third
parties from contributing to the practice of such acts referred to in this Article, by
others.
§2 Rights in a process patent are violated, insofar as item II is
concerned, when the holder or owner of a product fails to prove, through specific judicial
means, that it was obtained by a manufacturing process different from that protected by a
patent.
Article 43: The provisions of the previous article do not apply:
- Acts practiced by unauthorized third parties privately and without commercial purposes,
provided they do not result in damage to the economic interests of the patentee;
- Acts practiced by unauthorized third parties for experimental purposes, regarding
studies or to scientific or technological research;
- The preparation of medicine according to a medical prescription for individual cases,
executed by a qualified professional, as well as to a medicine thus prepared.
- A product manufactured in accordance with a process patent or a product that has been
placed on the internal market directly by the patentee or with his consent;
- Third parties who, in the case of patents related to living matter, use, with no
economic purposes, the patented product as the initial source of variation or propagation
for obtaining of other products; and
- Third parties who, in the case of patents related to living matter, use, market or sell
a patented product that has been lawfully introduced onto the market by the patentee or
its licensee, provided that the patented product is not being used for commercial
reproduction or propagation of such living matter.
Article 44: A patentee is warranted the right to obtain
compensation for the unauthorized exploitation of the subject matter of the patent,
including exploitation that occurred between the application date of publication and that
of grant of the patent.
§1 If the infringer obtains, by any means, knowledge of the contents
of a pending application, prior to its publication, the period of unauthorized
exploitation, for the purpose of compensation, will be counted from the date of
commencement of such exploitation.
§2 When the subject matter of a patent application refers to
biological material, deposited under the terms of the Sole Paragraph of Article 24, the
right to compensation will be conferred only when the biological material has been made
available to the public.
§3 The right to obtain compensation for unauthorized exploitation,
including with regard to the period preceding grant of the patent, is limited to the scope
of the subject matter of the patent, under the terms of Article 41.
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SECTION II - PRIOR USER
Article 45: A individual who is in good faith, prior to filing date
or to the priority date of a patent application, exploits its object in this country, will
be warranted the right to proceed such exploitation, in the previous manner and
conditions, with no burden whatsoever.
§1 The right conferred under this Article can only be transferred by
assignment or lease, together with the business or corporation, or part thereof that has
directly involved in exploitation of the subject matter of the patent.
§2 The right to which this Article refers will not be warranted to a
person who had knowledge of the subject of the subject matter of the patent upon its
disclosure under Article 12, provided that the application was filed within 1(one) year
from such disclosure.
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CHAPTER VI - PATENT NULITY AND CANCELLATION
SECTION I - GENERAL PROVISIONS
Article 46: A patent is null if granted contrary to the provisions
of this law.
Article 47: Nullity may not apply to all of the claims, a
condition for partial nullity being that the subsisting claims constitute subject matter
that is patentable per se.
Article 48: Nullity of a patent will be effective from its
corresponding application filing date.
Article 49: In the case of the provisions of Article 6 not
having been observed, the inventor may alternatively claim, in a action, adjudication of
the patent.
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SECTION II - ADMINISTRATIVE NULLITY
PROCEDURE
Article 50: Nullity of a patent will be declared administratively
when:
I. Any of the legal requisites have not been met;
II.The specification and the claims do not meet the provisions of
Articles 24 and 25, respectively;
III.The scope of protection of the patent extends beyond the contents
of the application as originally filed; or
IV. Any of the essential formalities indispensable for grant were
omitted during prosecution.
Article 51: The nullity procedure may be initiated ex-officio
or by the request of any person having legitimate interest, within 6 (six) months counted
from patent allowance.
Sole Paragraph: The nullity procedure will continue even
beyond extinction of patent.
Article 52: The patentee will be notified to respond within a
period of 60 (sixty) days.
Article 53: Independently of a reply having been filed, once the
period determined in the preceding Article has elapsed, INPI (BRAZILIAN PTO) will issue an
opinion, notifying the patentee and the applicant to reply within a period of 60
(sixty) days.
Article 54: Once the period of time provided for in the
preceding Article has elapsed, even if no replies have been submitted, the process will be
decided by the President of the INPI (BRAZILIAN PTO), terminating the administrative
instance.
Article 55: The provisions of this Section apply, where
appropriate, to certificates of addition.
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SECTION III - JUDICIAL CANCELLATION
PROCEEDINGS
Article 56: Cancellation proceedings can be started at any time
during the life of a patent by the INPI (BRAZILIAN PTO) or by any third party having
legitimate interest.
§1 Cancellation of a patent may be disputed at any time, as
matter for defense.
§2 The judge may, as a preventive or incidental ruling , determine the
suspension of the effects of a patent, provided that relevant procedural requirements are
properly complied with.
Article 57: Cancellation actions will be entered in Federal
Courts, and INPI (BRAZILIAN PTO), when not a plaintiff, will intervene in the suit.
§1 The period for the defendant to reply will be 60 (sixty) days.
§2 Once the decision on a cancellation procedure becomes final ( res
judicata), INPI (BRAZILIAN PTO) will publish its conclusion for the benefit of third
parties.
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CHAPTER VII - ASSIGNMENT AND RECORDINGS
Article 58: A patent application or patent, the contents of which
are indivisible, may be assigned in whole or in part.
Article 59: INPI (BRAZILIAN PTO) will carry out the
following recordings:
- Assignments, recording complete qualifications of the assignee;
- Any limitation or burden applicable to the application or patent; and
- Changes of name, headquarters or address of the applicant or patentee.
Article 60: Recordings will be effective in regard to third
parties as from the date of their publication.
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CHAPTER VIII - LICENSES
SECTION I - VOLUNTARY LICENSES
Article 61: A patentee or applicant may execute a license contract
for exploitation.
Sole Paragraph: The licensee may be entitled by patentee
with all powers to act in defense of the patent.
Article 62: A license agreement must be recorded with INPI
(BRAZILIAN PTO) in order to be effective in regard to third parties.
§1 Such recording will be effective in regard to third parties
from the date of its publication.
§2 A license agreement need not be recorded with the INPI
(BRAZILIAN PTO) for the purpose of validating a proof of use.
Article 63: Any improvement included in a licensed patent
belongs to the person who made it, the other contracting party being guaranteed the
right of preference for licensing purposes.
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SECTION II - OFFER TO LICENSE
Article 64: A patentee may request INPI (BRAZILIAN PTO) to place
his patent under offer with a view to its exploitation.
§1 INPI (BRAZILIAN PTO) will promote publication of the offer..
§2 No exclusive voluntary license contract will be recorded by INPI
(BRAZILIAN PTO) without the offer being withdrawn by the patent owner.
§3 No patent subject to an exclusive voluntary license may be made the
subject of an offer.
§4 The patent owner may withdraw the offer at any time prior to the
express acceptance of its terms by an interested party, whereby the provisions of Article
66 will not apply.
Article 65: Should patentee and licensee come not to terms as
regards remuneration of license, such remuneration can be arbitrated by the INPI
(BRAZILIAN PTO) upon request of the parties.
§1 For the purpose of this article, INPI (BRAZILIAN PTO) will take
into account the provisions of § 4 of Article 73.
§2 The remuneration may be reviewed after 1 (one) year of it being
established.
Article 66: A patent under license offer will have its annuity
fees reduced by one half during the period between the offer and grant of the first
license of any type.
Article 67: The patentee may request cancellation of the license
if the licensee does not initiate effective exploitation within 1 (one) year of the grant
of the license; interrupts exploitation for a period longer than 1 (one) year or else, if
conditions for exploitation are not obeyed.
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SECTION III - COMPULSORY LICENSES
Article 68:A patentee will be subject to having its patent
compulsorily licensed if he exercises rights resulting therefrom in an abusive
manner or by means of abuse of economic power proven under the terms of the law by an
administrative or court decision.
§1 The following may also result in a compulsory license:
- Non-exploitation of the subject matter or the patent in the territory of Brazil, by lack
of manufacture or incomplete manufacture of the product or, furthermore, by lack of
complete use of a patented process, except in the case of non-exploitation due to economic
unfeasibility, when importation will be permitted; or
- Commercialization that does not meet the market needs.
§2 The license can only be requested by a party with legitimate
interest and that has the technical and economic capacity to carry out the efficient
exploitation of the subject matter of the patent, which should be predominantly
destined for the internal market, save for exception provided for in item I of the
previous paragraph.
§3 In the case that a compulsory license is granted due to abuse of
economic power, a period of time, limited to that provided for in article 74, will be
guaranteed to a licensee proposing to manufacture locally, to proceed with importation of
the subject matter of the license, provided it has been placed on the market directly by
the patentee or with his consent.
§4 In the case of importation for exploitation of a patent and in the
case of importation provided for in the preceding paragraph, the importation by third
parties of a product manufactured according to a process or product patent will equally be
allowed, provided it has been placed on the market directly by the patentee or with his
consent.
§5 A compulsory license, to which §1 refers, may only be requested
after 3 (three) years form grant date.
Article 69: A compulsory license will not be granted if, at the
date of its request, the patentee:
- Justifies non-use for legitimate reasons;
- Proves that serious and effective preparations for exploitation have been carried out;
or
- Justifies lack of manufacture or commercialization due to legal obstacles.
Article 70: A compulsory license will also be granted when the
following hypotheses are shown to exist cumulatively:
- A situation of dependency of one patent on another is characterized.
- The subject matter of the dependent patent constitutes a substantial technical advance
in relation to the earlier patent; and
- The patentee does not come to an agreement with the patentee of the dependent patent for
the exploitation of the earlier patent.
§1 For the purposes of this Article, a dependent patent is considered
to be that which exploitation depends necessarily on the use of the subject matter
of its parent patent.
§2 For the purposes of this Article, a process patent may be
considered as dependant on a patent for the respective product, as also a product patent
may be dependent upon a process patent.
§3 The owner of a patent licensed under the terms of this Article will
have the right to a compulsory cross license under the dependent patent.
Article 71: In cases of national emergency or public interest,
declared in an act of the Federal Executive Authorities, insofar as the patentee or his
licensee does not meet such demand, a temporary ex-officio non-exclusive compulsory
license for the exploitation of the patent may be granted, without prejudice to the rights
of the respective patentee..
Sole Paragraph: The act of grant of the license will
establish its tem of validity and the possibility of extencion.
Article 72: Compulsory licenses will always be granted without
exclusivity. In this case, sub-licensing not being permitted.
Article 73: A request for a compulsory license must
indicate the conditions offered to the patentee.
§1 Once a request for license is filed, the patentee will be notified
to respond within a period of 60 (sixty) days, at the end of which, in the absence of such
response, the request will be deemed as accepted under the conditions offered.
§2 An applicant for a license who alleges abuse of patent rights or
abuse of economic power must submit documented evidence.
§3 If a compulsory license is requested on the basis of lack of
exploitation, it will be up to the patent owner to prove exploitation.
§4 If a contestation is filed, INPI (BRAZILIAN PTO) may take the
necessary steps, including the designation of a committee that may include experts
independent from the INPI (BRAZILIAN PTO), with a view to arbitrating the remuneration to
be paid to the patentee.
§5 The organs and entities of the direct or indirect, federal, state
and municipal public administration will provide INPI (BRAZILIAN PTO) with such
information as may be requested assisting in the arbitration of remuneration.
§6 In arbitrating remuneration, the circumstances of each case will
necessarily take into account the economic value of the license granted.
§7 Once the process is started, INPI (BRAZILIAN PTO) will reach a
decision regarding the grant and the conditions of the compulsory license within a
licensed period of 60 (sixty) days.
§8 Appeals against decisions granting a compulsory license will not
suspend the effect of said decision.
Article 74: In the absence of legitimate reasons, the licensee
must initiate exploitation of the subject matter of the patent within a period of 1 (one)
year from the grant of the license, however, interruption for equivalent time period
is allowed.
§1 The patentee may request revocation of the license if the
provisions of this Article are not met.
§2 The licensee will be vested with all powers to act in defense if
the patent.
- After grant of a compulsory license, the assignment thereof will only be permitted when
effected together with assignment, transfer or lease of the business or corporation
exploiting the patent.
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CHAPTER IX - PATENTS OF INTEREST TO NATIONAL
DEFENSE
Article 75: A patent application originated in Brazil, the object
of which is of interest to national defense will, be processed in secrecy and will
not be subject to publications provided for in this law.
§1 INPI (BRAZILIAN PTO) will immediately forward the application
to a qualified government agency for the purpose of issuing an opinion regarding secrecy
within 60 (sixty) days. Upon expiration of such time period without receiving an
opinion from that agency, the application will be processed on an ordinary basis.
§2 Except when the express authorization is given by a qualified
government agency, the filing of a patent application abroad, which subject matter is
deemed of interest to national defense, as well as its disclosure, is prohibited.
§3 Exploitation and assignment of an application or patent of interest
to national defense are subject to prior authorization by a qualified government agency,
due compensation being guaranteed whenever this implies a restriction to the rights of the
applicant or patentee.
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CHAPTER X - CERTIFICATE OF ADDITION OF AN
INVENTION
Article 76: Upon payment of a specific fee, the applicant or patent
owner of a patent of invention may request a certificate of addition to protect an
improvement or development introduced in the subject matter of the invention, even if
lacking inventive activity, provided that it shares the same inventive concept.
§1 If publication of the original application has already taken place,
the application for a certificate of addition will be published immediately.
§2 Examination of the application for a certificate of addition will
comply with the provisions of Articles 30 to 37, without prejudice to the provisions of
the preceding paragraph.
§3 An application for a certificate of addition will be rejected if
its subject matter does not involve the same inventive concept.
§4 The applicant may, within the time period for appeal, upon payment
of the corresponding fee, request the conversion of an application for a certificate of
addition into a patent application that will benefit from the date of filing of the
application for the certificate of addition.
Article 77: A certificate of addition is accessory to the
patent, carries the same expiration date, being part thereof for all legal purposes.
Sole Paragraph: In a nullity process, the patentee may
request that the subject matter contained in the certificate of addition be examined to
verify the possibility of its preserving its validity without prejudice to the patent
validity term.
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CHAPTER XI - EXTINCTION OF PATENTS
Article 78: A patent shall extinguish by:
- Expiration of the term of protection
- Waiver by the patentee, without prejudice to the rights of third parties;
- Cancellation;
- Non-payment of the annual fee, within the periods provided for in §2 of article 84 and
in article 87; and
- Non-observance of the provisions of article 217.
Sole Paragraph: Once a patent is extinct, its subject
matter falls within the public domain.
Article 79: Waiver will only be permitted if it does not
prejudice the rights of third parties.
Article 80: A patent will be cancelled ex-officio, or
upon request of any party with a legitimate interest if, after 2 (two) years from the
grant of the first compulsory license, such time period has not been sufficient to prevent
or correct abuse or misuse, save for legitimate reasons.
§1 A patent will expire if its exploitation has not been initiated up
to the date of cancellation request or of the ex-officio cancellation proceedings
are institutedd by the INPI (BRAZILIAN PTO).
§2 In cancellation proceedings started by request of a party having a
legitimate interest, the INPI (BRAZILIAN PTO) may continue with such proceedings
even if the request is withdrawn by the interested party.
Article 81: The patentee will be notified to respond to the
cancellation request within a period of 60 (sixty) days, in which period of time the
patent owner must submit proof of exploitation.
Article 82: A decision will be issued within 60 (sixty) days
counted from lapse of time period mentioned in the preceding Article.
Article 83: A decision on a cancellation procedure will be
effective as from the date of its request or from that of publication of the
commencement of an ex-officio procedure.
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CHAPTER XII - ANNUAL FEES
Article 84: The applicant and patentee are subject to the payment
of annual renewal fees, as from the beginning of the third year from filing date.
§1 Advance payment of annual fees will be regulated by the INPI
(BRAZILIAN PTO).
§2 The payment should be effected within the first 3 (three) months of
each annual period, but may still be effected within the following 6 (six) months,
independently of notification, by payment of an additional fee.
Article 85: The provisions of the preceding Article apply to
international applications filed under a treaty effective in Brazil, the payment of annual
fees due before the date of entry into national phase having to be made within a time
period of 3 (three) months from that date.
Article 86: Failure to pay an annual fee, under the terms of
articles 84 and 85, will result in shelving of application or extinction of the patent.
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CHAPTER XIII -
RESTAURATION
Article 87:If the applicant or patentee so requests, a patent
application and a patent may be restored within 3 (three) months counted from notice of
shelving of the application or extinction of the patent, upon payment of a specific fee.
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CHAPTER XIV - INVENTIONS AND UTILITY MODELS MADE BY
EMPLOYEES OR SUPPLIERS OF SERVICES
Article 88: An invention or utility model will belong exclusively
to the employer when it results from a service contract executed in Brazil and the object
of which is research or the performance of inventive activity or when resulting from the
nature of the services for which the employee was contracted.
§1 Save for express contractual provisions to the contrary,
remuneration for the service to which this article refers will be limited to the salary
agreed upon.
§2 Unless proven otherwise, an invention or utility model for which a
patent is requested by an employee within 1 (one) year from termination of employment
contract will be deemed as having been developed while the contract was in force.
Article 89: An employer, being the owner of the patent, may
grant the employee, who is the author of the invention or improvement, a share in the
profit resulting from exploitation of the patent, as a result o negotiation with an
interested party or as provided for under company's internal regulations.
Sole Paragraph: The profit share referred to in this
Article will not in any way be incorporated into the salary of the employee.
Article 90: An invention or utility model developed by an
employee will belong exclusevily to the employee provided that is unrelated to the
employment contract and when it does not result from the use of resources, means, data,
materials, installations or equipment of the employer.
Article 91: Ownership of an invention or utility model will be
shared, in equal proportion, when resulting from personal contribution of the employee and
resources, data, means, materials, installations or equipment of the employer, without
prejudice to express contractual provisions to the contrary.
§1 When more than one employee is involved, the share applicable to
them will be divided equally among all of them, unless otherwise agreed upon.
§2 The employer will be entitled to an exclusive license for
exploitation and the employee will be guaranteed fair remuneration.
§3 In the absence of an agreement, exploitation of the subject matter
of the patent must be started by the employer within 1 (one) year counted from the date of
grant, under penalty of ownership in the patent being transferred to the exclusively to
the employee, save for such lack of exploitation occurring for legitimate reasons.
§4 In case of assignment, any of the co-owners may exercise the right
of preference under identical conditions.
Article 92: The provisions of this chapter, whenever applicable,
shall apply to the relationship between an independent worker or a trainee and the
contracting company and between contracting and contracted companies
Article 93: The provisions of this Chapter, whenever applicable,
shall apply to entities of the direct or indirect and foundational, federal, state or
municipal, public administration.
Sole Paragraph: In the hypothesis of article 88, a reward
corresponding to part of the value of the advantages obtained as a result of the
application on the patent will be guaranteed to the inventor, under the terms and
conditions provided for in the statutes or internal regulations of the entity to which
this article refers.
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TITLE
II - INDUSTRIAL DESIGNS
CHAPTER I - OWNERSHIP
Article 94: The author is assured the right to obtain a
registration of an industrial design that guarantees him its property, under the terms
established by this law.
Sole Paragraph: Whenever applicable, the provisions of
Articles 6 and 7 shall apply to industrial design registrations.
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CHAPTER II - REGISTRABILITY
SECTION I - REGISTRABLE INDUSTRIAL DESIGN
Article 95: An industrial design is considered to be any ornamental
plastic form of an object or any ornamental combination of lines and colors that may be
applied to a product, providing new and original visual result in its external
configuration, and that may serve as a type of industrial manufacture.
Article 96: An industrial design is deemed to be new when not
comprised by the state of the art.
§1 The state of the art comprises everything made accessible to the
public before prior to filing of the application, in Brazil or elsewhere, by use or any
other means, without prejudice to the provisions of §3 of this Article and of Article 99.
§2 For the sole purpose of determining novelty, the whole contents of
an application for a patent or a registration filed in Brazil, still unpublished, will be
considered as included in the state of the art from its filing date, or from the priority
claimed, provided it be eventually published.
§3 An industrial design of which disclosure occurred, within 180 (one
hundred and eighty) days from application filing date or that of the priority claimed will
not be considered as included in the state of the, provided such disclosure is made in
accordance with the situations prescribed in items I to III of article 12.
Article 97: An industrial design is considered original when it
results in a visual configuration distinctive in relation to other prior objects.
Sole Paragraph: The original visual result may be the
result from combination of known elements.
Article 98: Works of a purely artistic nature are not considered
as industrial designs.
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SECTION II - PRIORITY
Article 99:Whenever applicable, the
provisions of article 16, except for the time limit provided for in §3 of that Article,
which will be 90 (ninety) days, apply to applications for registration.
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SECTION III - NON REGISTRABLE INDUSTRIAL
DESIGN
Article 100: An industrial design is not registrable for:
- Whatever is contrary to morals and good customs or offensive to the honor or image of
people or is contrary to the liberty of conscience, belief, religious cults or ideas and
feelings worthy of respect and veneration.
- The necessary common or ordinary shape as an object or, further, that which is
determined essentially by technical or functional considerations.
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CHAPTER III - APPLICATION FOR REGISTRATION
SECTION I - FILING OF THE APPLICATION
Article 101: An application for registration, in accordance with
conditions established by INPI (BRAZILIAN PTO), should include:
- Executed application form;
- Specifications, if applicable;
- Claims, if applicable;
- Drawings or photographs;
- The field of application of the object; and
- Proof of payment of the filing fee.
Sole Paragraph: All documents pertaining to the
application must be drafted and filed in the Portuguese language.
Article 102: Once submitted, the application will be undergo a
formal preliminary examination and, if in order, will be docketed, the filing date being
considered to be the date of its submittal.
Article 103: An application that does not formally meet the
requirements of Article 101, but which does contain sufficient data relating to the
applicant, to the industrial design and to the author, may be delivered to INPI (BRAZILIAN
PTO) against a dated receipt which will establish the requirements to be met within a
period of 5 (five) days, under penalty of such application being declared as non-existing.
Sole Paragraph: Once the requirements have been met,
filing will be considered to have been made on submittal date.
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SECTION II - CONDITIONS FOR APPLICATION
Article 104: An application for an industrial design registration
must refer to a single object, a plurality of variations being permitted, provided that
these are meant for the same purpose and preserve the main distinctive character, each
application being limited to a maximum of 20 (twenty) variations.
Sole Paragraph: The drawing must
clearly and sufficiently represent the object and its variations, if any, so as to allow
its reproduction by anyone skilled in the art.
Article 105: When secrecy is requested under the terms of
article 106, §1, the application may be withdrawn up to 90 (ninety) days counted from its
filing date.
Sole Paragraph: Withdrawal of an earlier application
which has no effect, will confer priority on the first later application.
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SECTION III - PROSECUTION AND
EXAMINATION OF APPLICATION
Article 106: Once an application for an industrial design
registration has been filed and the provisions of Articles 100 (one hundred), 101 (one
hundred and one) and 104 (one hundred and four) have been met, it will be published
automatically and the registration will be simultaneously granted, and the respective
certificate issued.
§1 On applicant's request at the time of filing, the application may
be kept secret for a period of 180 (one hundred and eighty) days counted from the filing
date, after which it will be prosecuted on an ordinary basis.
§2 If the applicant avails himself of the provisions of Article 99,
processing of the application will await submittal of the priority document.
§3 If the provisions of Articles 101 (one hundred and one) and 104
(one hundred and four) are not met, an Office Action will be issued which a response
should be filed within 60 (sixty) days under penalty of the application being filed away
in final form.
§4 If the provisions of Article 100 (one hundred) are not met, the
application for registration will be rejected.
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CHAPTER IV - REGISTRATION GRANT AND
VALIDITY TERM
Article 107: The certificate must include the number and title, the
name of the author, observing the provisions of §4 of Article 6, the name, nationality
and domicile of the registrant, the term of validity, drawings, data relating to any
priority and, if applicable, the specification and claims.
Article 108: The registration will have a term of 10 (ten) years
counted from filing date and will be renewable for three consecutive periods of 5 (five)
years each.
§1 A renewal application must be filed during the last year of the
registration validity term accompanied by proof of payment of the respective fee.
§2 If a renewal application is not filed prior to expiration of the
registration validity term, registrant may do so within the following 180 (one
hundred and eighty) days, upon payment of an additional fee.
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CHAPTER V - PROTECTION AWARDED BY INDUSTRIAL
DESIGN REGISTRATION
Article 109: The property in an industrial design is acquired by a
validity granted registration.
Sole Paragraph: Whenever applicable, the provisions of
Article 42 and of items I, II and IV of article 43, shall apply.
Article 110: Any individual who, in good faith, prior to
filing or of the priority date of an application for registration, has exploited the
contents of such application in this country, will be guaranteed the right to proceed with
such exploitation in its previous manner and conditions, without any burden whatsoever.
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CHAPTER VI - EXAMINATION MERIT
Article 111: The owner of an industrial design may request an
examination of the object of the registration, at any time during its validity term, as to
its aspects of novelty and originality.
Sole Paragraph: INPI (BRAZILIAN PTO) will merit a report
which, once determining that at least one of the requirements under Articles 95 to 98 has
failed to be met, will serve as basis for the instituting of ex-officio nullity
proceedings of the registration.
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CHAPTER VII - NULLITY REGISTRATIONS
SECTION I - GENERAL
PROVISIONS
Article 112: A registration is null if granted not in conformity
with to the provisions of this law.
§1 Nullity of a registration will be effective as from the date of
filing of the application.
§2 In case of non-compliance with provisions of Article 94, the author
may alternatively claim adjudication of the registration.
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SECTION II - ADMINISTRATIVE
NULLITY PROCEEDINGS
Article 113: Nullity of a registration will
be administratively declared when it has been granted violation of the provisions in
Articles 94 to 98.
§1 Nullity proceedings may be instituted ex-officio
or at the request of any person having a legitimate interest within 5 (five) years form
grant of the registration, without prejudice to the hypothesis provided for in the Sole
Paragraph of article 111.
§2 A cancellation request or ex-officio institution will
suspend the effects of grant of registration if submitted or published within 60
(sixty) granting date.
Article 114: The registree will be notified to respond within 60
(sixty) days counted from the date of such publication.
Article 115: INPI will issue a report upon expiration of the time
period specified in the preceding Article, opinion after the period specified in the
previous Article, whether a response have been filed or not, notifying both the
registree and plaintiff to respond with in 60 (sixty) days.
Article 116: Upon expiration of the time period specified in the
preceding Article, even if no responses have been filed, the procedure will be decided by
the president of the INPI (BRAZILIAN PTO), bringing the administrative instance to a
close.
Article 117: Nullity proceedings will be continued even beyond the
extinction of the registration.
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SECTIONJ III - JUDICIAL CANCELLATION PROCEEDINGS
Article 118: Whenever applicable, the provisions of Articles 56 and
57 shall apply to nullity of an industrial design registration..
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CHAPTER VIII - EXTINCTION OF REGISTRATIONS
Article 119: A registration will extinguish by:
- Expiration of the term of validity.
- Waiver of registree without prejudice to the rights of third parties;
- Non-payment of the fee, provided for in Articles 108 and 120; or
- Non-observance of the provisions of Article 217.
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CHAPTER IX - QUINQUENNIAL RENEWAL
FEE
Article 120: The registration owner is subject to payment of
quinquennial fee as of the second quinquennium from the filing date.
§1 Payment of the second quinquennium will be made during the 5th
(fifth) year of the term of the registration.
§2 Payment of the subsequent quinquennium fees will be made with the
renewal application referred to in Article 108.
§3 Payment of quinquennium fees may still be made within the 6 (six)
months following the time period established in the preceding paragraph, upon payment of
an additional fee.
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CHAPTER X - FINAL PROVISIONS
Article 121: Whenever applicable, the provisions of Articles 58 to
63 shall apply to subject matter dealt with the present TITLE, the rights of the employee
or supplier of services being governed by provisions of articles 88 and 93.
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TITLE
III - TRADEMARK
CHAPTER I - OWNERSHIP
SECTION I - SIGNS REGISTRABLE AS TRADEMARKS
Article 122: Any visually perceptive distinctive sign, when not
prohibited by law, is registrable as trademark.
Article 123: For the purposes of this law, the following
definitions apply:
- Product or service trademark: that used to distinguish a product or service from another
identical, similar or related of different origin;
- Certification trademark: that used to attest that a product or service conforms with
certain technical standards or specifications, notably in regard to quality, nature,
material used and the methodology employed; and
- Collective trademark: that used to identify products or services originating from
participants of a given entity.
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SECTION II - SIGNS NOT REGISTRABLE AS
TRADEMARKS
Article 124:The following are not registrable as trademarks:
Crests, armorial ensigns, medals, flags, emblems, official public symbols and monuments,
whether national, foreign or international, or else, their respective designations,
figures or imitations;
An isolated letter, number or date, except when sufficiently distinctive;
Expressions, figures, design or any other sign contrary to morals and good customs or
which offends the honor or image of individuals or attacks the liberty of conscience,
beliefs, religious cults or ideas and sentiments worthy of respect and veneration;
Designations or acronyms of a public entity or establishment, when registration is not
applied for by such a public entity or establishment.
Reproductions or imitations of a characteristic or distinctive portion of a title of
establishment or a business name of third parties, likely to cause confusion or
association with such distinctive signs;
Signs of a generic, necessary, common, vulgar or merely descriptive nature, related to
the product or service to be distinguished, or else, commonly used to designate a feature
of the product or service as regards its nature, nationality, weight, value, quality, and
moment of manufacturing or of proving a service, except when presented in a sufficiently
distinctive manner,
Signs or expressions used merely as a means of propaganda,
Colors and their denominations, except when arranged or combined in an unusual and
distinctive manner;
Geographic indications, imitations thereof likely to cause confusion or signs that might
falsely imply a geographic indication:
Signs that suggest a false indication with respect to origin, provenience, nature,
quality or use of the utility of the product or service to which the trademark is
directed;
Reproductions or imitations of official seals, normally adopted to warrant a standard of
any type or nature;
Reproductions or imitations of sign registered as collective or a certification
trademark by a third party, without prejudice to the provisions of article 154;
Names, prizes or symbols of sport, artistic, cultural, social, political, economic or
technical official or officially recognized events, as well as imitations likely to cause
confusion, except when authorized by the competent authority or entity promoting the
event;
Reproductions or imitations of titles, bonds, coins and bank notes of the Union, the
States, the Federal District, the Territories, the Municipalities or of any country;
Civil name or respective signature, family or patronymic names and images of third
parties, except with the consent of the owner, his heirs or his successors;
Well-known pseudonyms or nicknames and individual or collective artistic names, except
with the consent of the owner, his heirs or his/her successors;
Literary , artistic or scientific works, as well as tittles protected by copyright which
are likely to cause confusion or association, except with the consent of the author or
owner;
Technical terms used in industry, science or art that is related to the product or
service to be distinguished.
Reproductions or imitations , in whole or in part, even with additions, of a trademark
registered by a third party to distinguish or certify a product or service that is
identical, similar or related, which is likely to cause confusion or association with the
trademark of a third party;
Duplicity of trademarks of the owner for the same product or service, except when, in
the case of trademarks of the same nature, these are presented in a sufficiently
distinctive manner;
Necessary, common or usual shapes of a product or of a package, or, furthermore, shapes
that cannot be disassociated from a technical effect.
Objects that are protected by industrial design registrations of third parties; and
Signs that imitate or reproduce, in whole or in part, a trademark of which the
applicant, by virtue of its activity, could obviously not fail to have knowledge,
and the owner of which is established or domiciled in the national territory or in a
country in which Brazil maintains an agreement or warrants reciprocity of treatment, if
the trademark is intended to distinguish a product or service that is identical, similar
or related, which are likely to cause confusion or association with such third party
trademark.
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SECTION III - FAMOUS TRADEMARKS
Article 125: Trademarks registered in Brazil and considered to be
famous will be guaranteed special protection, in all fields of activity.
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SECTION IV - WELL-KNOWN TRADEMARKS
Article 126: A trademarks well-known in its field of activity under
Article 6 bis (1) of the Paris Convention for the Protection of Industrial Property will
enjoy special protection, whether it has been previously filed or registered in Brazil.
§1 The protection referred to in this Article also applies to service
trademarks.
§2 INPI (BRAZILIAN PTO) may reject ex-officio an application
for a trademark that reproduces or imitates a well-known trademark in whole or in part.
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CHAPTER II - PRIORITY
Article 127: Priority rights will be guaranteed with the same
effect as of a national filing, to a trademark application filed in a country holding an
agreement with Brazil or in a international organization, within the time limits
established in the agreement, such filing being not invalidated nor jeopardized by the
facts occurring whithin such time limits.
§1 The priority claim must be made at the time of filing, but may be
supplemented within 60 (sixty) days by other priorities earlier than the date of filing in
Brazil.
§2 A priority claim must be supported by means of a suitable document
of origin, containing the number, date and a copy of the basic application or of the
registration, accompanied by a informal translation, the contents of which are applicant's
sole responsibility.
§3 If not submitted at the time of filing, such priority document must
be presented within 4 (four) months from filing, under penalty of loosing its priority
rights.
§4 When a priority is obtained by the virtue of the assignment, the
corresponding document must be filed together with the priority certificate.
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CHAPTER III - APPLICANTS REGISTRATION
Article 128: Individuals, private or public legal entities may
apply for the registration of a trademark.
§1 Private legal entities may apply for the registration of a
trademark only when this relates to the activity effectively and lawfully performed by
the applicant directly or through an undertaking directly or indirectly controlled
by applicant, such a condition to be staterd in the application and subject to penalties
of the law.
§2 The registration of a collective trademark may only be applied for
by a legal entity while representing a group, although it may carry out an activity
different from that of its participants.
§3 The registration of a certification trademark can only be applied
for by a person having no direct commercial or industrial interest in the product or
service to be certified.
§4 A priority claim does not exempt the application from the
provisions of this Title.
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CHAPTER IV - RIGHTS RELATING TO A TRADEMARK
SECTION I - ACQUISITION
Article 129: Ownership of a trademark is acquired by a registration
validly granted under provisions of this law, the owner being warranted its exclusive use
throughout national territory, without prejudice to those provisions of Articles 147 and
148 regarding collective and certification trademarks.
§1 Any individual who, in good faith, at the date of priority or
that of application was using an identical or similar trademark for at least 6 (six)
months in the country, to distinguish or certify a product or service identical, similar
or related, will have preferential right to registration.
§2 The preferential right can only be transferred by assignment or
lease, together with the business or corporation, or part thereof, directly involved in
the use of the trademark
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SECTION II - PROTECTION AFFORDED BY A
REGISTRATION
Article 130: The owner or the applicant of a trademark registration
is further warranted the right to:
- Assign the registration or application;
- License its use;
- Protect its material integrity or reputation;
Article 131: The protection awarded by this law covers the use
of the trademark on papers, printed matter, advertisements and documents related to the
owner's activity.
Article 132: The owner of a trademark may not:
- Prevent merchants or distributors from using distinctive signs together with the product
trademark for its promotion and commercialization.
- Prevent manufacturers of accessories from using the trademark to indicate the
product use, provided that these abide by practices of fair competition;
- Prevent the free circulation of products placed on the internal market by himself or by
an authorized third party, without prejudice to the provisions of §3 and §4 of Article
68; and
- Prevent the reference to the trademark in speeches, scientific or literary works or in
any other type of publication, provided that it is made without any commercial
purposes and without prejudice to its distinctive character.
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CHAPTER V - TERM, ASSIGNMENT AND NOTATIONS
SECTION I - TERM
Article 133: The registration of a trademark is valid for 10 (ten)
year counted from its granting date, and renewable for equal and subsequent periods.
§1 An application for renewal must be made within the last year of its
validity term together with proof of payment of the respected fee.
§2 If the renewal application has not been filed by the end of the
registration validity term, the owner may still file such application within the following
6 (six) months upon payment of an additional fee.
§3 Renewal will not be granted if the provisions of Article 128 are
not met.
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SECTION II - ASSIGNMENT
Article 134: Applications for registration and registrations may be
assigned, provided that the assignee fulfils those legal requirements to be met by the
applicant of a registration.
Article 135: An assignment must include all registrations or
application, in the name of the assignor, for identical similar trademarks regarding a
product or service identical, similar or related, under penalty of cancellation of the
registrations or shelving of the applications not included in the assignment.
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SECTION III - RECORDINGS
Article 136: INPI (BRAZILIAN PTO) will record the following:
Assignments, including full qualification of the assignee;
Any limitation or burden on the application or registration; and
Changes of name, headquarters or address of the applicant or registrant.
Article 137: Recordings will be effective in relation to third
parties as from date of their publication.
Article 138: Appeals may be filed from a decision that:
- Denies a recording of assignment; and
- Cancels a registration or shelves the application under the terms of Article 135.
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SECTION IV - LIFE OF USE
Article 139: The owner or applicant of an application of a
registration may enter into a license contract for use of the trademark, with no prejudice
to its right to practice effective control over the specifications, nature and quality of
the respective products or services.
Sole Paragraph: The owner may entitle licensee with full
powers to act in defense of the trademark, without prejudice to his own rights.
Article 140: License contracts must be recorded at INPI
(BRAZILIAN PTO) in order to be effective in regard to third parties.
§1 Recordings will be effective in regard to third parties as from the
date of their publication.
§2 For proof of use purposes, license agreements need not be recorded
at INPI (BRAZILIAN PTO).
Article 141: An appeal may be filed against a decision rejecting
the recordal of a license agreement.
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CHAPTER VI - LOSS OF RIGHTS
Article 142: The registration of a trademark will become extinct:
- On expiry of validity term.
- On waiver, which may be total or partial with respect to the products or services
covered by the mark;
- By cancellation; or
- For failure to comply with provisions of Article 217
Article 143: A registration will be cancelled, on the request of
any person with a legitimate interest, if, on the date of request, after 5 (five) years
from its grant:
- Use of the trademark in Brazil has not been initiated; or
- Use of the trademark has been interrupted for more than 5 (five) consecutive years, or
if, within such time period, the trademark has been used in a modified form that implies
alteration of its original distinctive character, as appears on registration certificate.
§1 The registration will not be cancelled if the owner justifies the
lack of use of the trademark for legitimate reasons.
§2 The owner will be notified to reply within 60 (sixty) days,
and will be responsible for the proof of use of the trademark or justify its lack of use
for legitimate reasons.
Article 144: Use of the trademark must include those products or
services indicated in the registration certificate, under penalty of partial cancellation
of the registration in regard to those products or services not similar or related to
those for which use of the trademark has been proved.
Article 145: No acknowledgment will be given to requests for
cancellation if use of the trademark has been proved or if its lack of use has been
justified in an similar former procedure within 5 (five) preceding years.
Article 146: An appeal may be filed from a decision with either
declares or rejects a trademark cancellation.
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CHAPTER VII - COLLECTIVE AND CERTIFICATION
TRADEMARKS
Article 147: An application for the registration of a collective
trademark must include regulations of use, disclosing conditions and prohibitions for use
of the trademark.
Sole Paragraph: When not included in the application,
such regulations of use must be submitted within 60 (sixty) days from filing of
application, under penalty of the application being shelved in final form.
Article 148: An application for the registration of a
certification trademark must include:
- Characteristics of the product or the service to be certified; and
- Methods of control that are to be adopted by owner.
Sole Paragraph: When not included in the application, the
documentation required in items I and II of this Article, must be filed within 60 (sixty)
days under penalty of the application being shelved in final form.
Article 149: Any changes in the regulations of use must be
communicated to INPI (BRAZILIAN PTO), by means of an authenticated petition, indicating
all modified conditions, under penalty of it being of no effect.
Article 150: Use of the trademark will not depend on a license
contract, it being sufficient for its authorization to be contained in regulations of use.
Article 151: Besides those grounds for extinction provided for
in Article 142, registrations for collective and certification trademarks will become
extinct when:
- The entity is legally dissolved; and
- The trademark is used under conditions different from those established in the
regulations of use.
Article 152: Waiver of a registration for a collective trademark
will be admitted only when requested in accordance with the terms of the articles of
incorporation or by-laws of the entity itself or, further, in accordance with the
regulations of use.
Article 153: Cancellation of the registration will be declared
if the collective trademark is not used by more than one authorized person, without
prejudice to those provisions of Articles 143 to 146.
Article 154: Collective trademarks and certification trademarks
that have been used and the registration of which has become extinct cannot be registered
in the name of a third party within 5 (five) years from extinction of the
registration.
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CHAPTER VIII - APPLICATION
PROCEDURES
Article 155: The application must refer to a single distinctive
sign and, according to conditions established by INPI (BRAZILIAN PTO), must include:
- Executed application form;
- Prints, if applicable; and
- Proof of payment of filing fee.
Sole Paragraph: The application and any of its
attachments must be submitted in the Portuguese language and, whenever accompanied by a
document in a foreign language, an informal translation thereof must be submitted at the
time of filing of the application or within the following 60 (sixty) days under
penalty of such document being of no effect.
Article 156: Once the application is filed, it will undergo a
preliminary formal examination and, if in order, it will be authenticated, the filing date
being considered that of its submittal.
Article 157: Applications not formally complying with the
provisions of Article 155, but containing sufficient data regarding the applicant, the
trademark and its classification, can be deposited with the INPI (BRAZILIAN PTO), against
a dated receipt which will indicate the requirements to be met by the applicant within 5
(five) days, under penalty of being considered non-existent.
Sole Paragraph: Once such requirements are met, the
filing will be considered as having been made on the date of submittal.
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CHAPTER IX - EXAMINATION
Article 158: Once filed, the application will be published for opposition
purpose within 60 (sixty) days.
§1 The applicant will be notified of any opposition and should file a
reply within 60 (sixty) days.
§2 Oppositions, administrative and judicial cancellation proceedings
based on item XXIII of Article 124, or Article 126 will be of no effect if proof of the
filing of an application for registration of the trademark under this law is not provided
within 60 (sixty) days after filing the opposition or cancellation proceedings.
Article159:Upon expiration of the opposition term or, if such
has been filed, upon examination of the reply term, examination will take place on which
occasion official actions may be issued and should be responded within 60 (sixty) days.
§1 Should no response be filed to an Official Action, the application
will be shelved in final form.
§2 Once a response is filed, even if a requirement has not complied
with, or its formulation has been contested, examination will proceed.
Article 160: Once the examination is concluded, a decision will
be issued, allowing or denying the application for registration.
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CHAPTER X - ISSUANCE OF REGISTRATION
CERTIFICATE
Article 161: A certificate of registration will be issued upon
allowance of the application and after proof of payment of issue fee is submitted.
Article 162: Payment of the fees and the respective proof
regarding issuance of registration certificate and its first decennium must be effected
within 60 (sixty) days counted from its allowance.
Sole Paragraph: Payment of such fees may still be
effected and proved within 30 (thirty) days following the time period mentioned in
this Article, regardless of notice, by payment of a specific fee, under penalty of the
application being shelved.
Article 163: The registration certificate will be deemed to have
been issued on the date of publication of the granting decision.
Article 164: The certificate will indicate the trademark, the
number and date of the registration, owner's name, nationality and address, the products
or services covered, the characteristics of the registration and the foreign priority, if
any.
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CHAPTER XI - NULLITY AND CANCELLATION OF
REGISTRATIONS
SECTION I - GENERAL PROVISIONS
Article 165: A registration is null if granted against provisions
of this law.
Sole Paragraph: Nullity of a registration may be total or
partial, it being a condition for partial nullity that the remainder portion be suitable
for registration.
Article 166: The owner of a trademark registered in a country
member of the Paris Convention for the Protection of Industrial Property Law can,
optionally, claim adjudication of the registration, by judicial means under Article 6
(six) "septies"(1) of said convention.
Article 167: A declaration of nullity will produce effect as
from the date of filing of the application.
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SECTION II - ADMINISTRATIVE
CANCELLATION PROCEEDINGS
Article 168: Nullity of a registration may be administratively
declared if same was granted in violation of the provisions of this law.
Article 169: A nullity procedure may be instituted ex-officio
or on the request of any individual having a legitimate interest, within 180 (one
hundred and eighty) days counted from the date of issuance of the registration
certificate.
Article 170: The owner will be notified to file a reply within
60 (sixty) days.
Article 171: Upon expiration of the time period referred to in
the preceding Article and, even if no response has been filed, the procedure will be
resolved by the President of the INPI (BRAZILIAN PTO), thereby closing the administrative
instance.
Article 172: Nullity proceedings will be continued even after
extinction of the registration.
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SECTION III - JUDICIAL CANCELLATION
PROCEEDINGS
Article 173: Judicial cancellation proceedings can be entered by
the INPI (BRAZILIAN PTO) or by any individual with a legitimate interest.
Sole Paragraph: The judge may, in the course of
cancellation proceedings, grant an injunction to suspend validity of the registration and
interrupt use of the trademark, provided that procedural requirements are properly
complied with.
Article 174: The time limit to institute cancellation
proceedings expires in 5 (five) years counted form the registration date.
Article 175: Cancellation proceedings must be entered in
Federal Courts and the INPI (BRAZILIAN PTO), when it is not a plaintiff, will participate
in the litigation as an intervening party.
§1 The time period for reply by the defending owner of the
registration is 60 (sixty) days.
§2 Upon rendering of a final court decision on a cancellation
procedure, the INPI (BRAZILIAN PTO) will publish its conclusion for the benefit of third
parties.
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INDEX |
| |
| TITLE IV - GEOGRAPHICAL INDICATIONS
Article176: A geographical indication consists of an indication of
provenience or a designation of origin.
Article 177: An indication of provenience is considered
to be the geographical name of a country, city, region or locality of its territory, which
has become known as a site of extraction, production or manufacture of a determined
product or for a certain type of service.
Article 178: A designation of origin is considered to be the
geographical name of a country, city, region or locality of its territory, which
designates a product or service, the qualities or characteristics of which derive
exclusively or essentially from its geographical environment, including natural and human
factors.
Article 179: Protection is extended to the graphic or figurative
representation of a geographical indication, as well as to the geographical representation
of the country, city, region or part of its territory of which the name is a geographical
indication.
Article 180: When a geographical name becomes of common use, in
regard to a given product or service, it will not be considered as a geographical
indication.
Article 181: A geographical name that does not consist in an
indication of provenience or designation of origin may serve as a distinctive element of a
product or service mark, provided it does not induce into a false notion of provenience.
Article 182: The use of a geographical indication is limited to
those manufacturers and service providers established in that location. Compliance
with quality standards in regard to designations of origin is further required.
Sole Paragraph: INPI (BRAZILIAN PTO) will establish
conditions of registrations for geographical indications.
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INDEX |
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| TITLE V - CRIMES AGAINST INDUSTRIAL PROPERTY
CHAPTER I - CRIMES AGAINST
PATENTS
Article 183: A crime is committed against a patent of invention or
a utility model patent by one who:
- Manufactures a product protected by a patent of invention or a utility model patent,
without authorization of the patentee; or
- Makes use of means or process protected by a patent invention, without authorization of
the patentee.
Penalty detention of 3 (three) months to 1 (one) year, or
penalty of a fine.
Article 184: A crime is committed against a patent of invention
or a utility model patent by one who:
- Exports, sells, displays or offers for sale, keeps in stock, conceals or receives,
for economic purposes, a product manufactured in violation of a patent of invention
or of a utility model patent, or that is obtained by patented means or process; or
- Imports a product that is protected by a patent of invention or of a utility model
patent or is obtained by means or process patented in this country, for the purpose referred
to in the preceding item, and that has not been placed on the external marked directly by
the owner or with his consent.
Penalty detention of 1 (one) to 3 (three) months, or payment of
a fine.
Article 185: Supplying a component of patented product, or
material or equipment for carrying out a patented process, provides that the final
application of the component material or equipment necessarily leads to the exploitation
of the subject matter of patent.
Penalty detention of 1 (one) to 3 (three) months, or payment of
a fine.
Article 186: The crimes under this Chapter are deemed to be
committed even if the violation does not affect all of patent claims or if it is limited
to the use of methods equivalent to those protected under the patent.
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CHAPTER II - CRIMES
AGAINST INDUSTRIAL DESIGNS
Article 187: Manufacturing, without the authorization of the
owner, a product that incorporates a registered industrial design, or a substantial
imitation thereof that may lead to error or confusion.
Penalty detention of 3 (three) months to 1 (one) year, or
payment of a fine.
Article 188: A crime is committed against an industrial design
registration by he who.
- Exports, sells, displays or offers for sale, keeps in stock, conceals or receives, for
economic purposes, an object that unlawfully incorporates a registered industrial design,
or a substantial imitation thereof that may lead to error or confusion; or
- Imports a product protected by an industrial design registration in this country, or a
substantial imitation thereof that may lead to error or confusion, for the purposes
provided for in the preceding item, and which was not placed on the external market
directly by the owner or with its consent.
Penalty detention of 1 (one) to 3 (three) months, or payment of
a fine.
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CHAPTER III - CRIMES AGAINST TRADEMARKS
Article 189: A crime is committed against the trademark
registration by one who.
- Reproduces a registered trademark in whole or in part, without authorization of the
owner, or imitates it a manner that may lead to confusion; or
- Modifies the registered trademark of a third party already used on a product placed on
the market.
Penalty detention of 3 (three) months to 1 (one) year, or
payment of a fine.
Article 190: A crime is committed against a trademark
registration by one who imports, exports, sells, offers or displays for sale, conceals or
keeps in stock:
- A product marked with an unlawful reproduction or imitation, in whole or in part, of a
third party's trademark; or
- A product from its industry or commerce, held in a vessel, container or package carrying
a trademark legitimately belonging to a third party.
Penalty detention of 1 (one) to 3 (three) months, or payment of
a fine.
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CHAPTER IV - CRIMES COMMITTED THROUGH
TRADEMARKS, TITLES OF ESTABLISHMENT AND ADVERTISING SIGNS
Article 191: Reproducing or imitating crests, armorial bearings, or
official public, national foreign, or international symbols, without authorization, in a
manner leading to error or confusion in the context of a trademark; a title of
establishment; a trade name; an insignia or advertising sign, or, using such reproductions
or imitations for economic purposes.
Penalty detention of 1 (one) to 3 (three) months, or
payment of a fine.
Sole Paragraph: The one who sells and diplays or offers for sale
products designated by such marks are subject to the same penalty.
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CHAPTER V - CRIMES AGAINST GEOGRAPHICAL
AND OTHER INDICATIONS
Article 192: Manufacturing, importing, exporting, selling,
displaying or offering for sale or keeping in stock a product that presents a false
geographical indication.
Penalty detention of 1 (one) to 3 (three) months, or
payment of a fine.
Article 193: Using rectifying terms such as "type",
"species", "kind", "system", "similar",
"substitute", "identical", or the like, on a product, container,
casing, belt, label, invoice, flyer, poster or any other means of disclosure or
advertisement, without clearly stating the actual provenience of the product.
Penalty detention of 1 (one) to 3 (three) months, or
payment of a fine.
Article 194: Using a trademark, trade name, title of
establishment, insignia, advertising slogan or logo or any other form indicative of a
source other than the actual one, or selling or displaying for sale a product carrying
such signs.
Penalty detention of 1 (one) to 3 (three) months, or
payment of a fine.
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CHAPTER VI - CRIMES OF UNFAIR
COMPETITIONS
Article 195: A crime of unfair competition is committed by
one who:
- Publishes, by any means, a false statement, detrimental to a competitor, with intent to
take advantage;
- Provides or makes public false information in regard to a competitor with intent to
obtain advantage;
- Uses fraudulent means to divert, for their own or a third partys benefit, someone
else's clientele;
- Uses anothers advertising expression or sing, or imitates it, in a manner to cause
confusion between the products or establishments;
- Unauthorized use of someone else's trade name, title of establishment or insignia or
sells, displays or offers for sale or keeps in stock a product with such references;
- Substitutes, with one's own name or company name, on someone else's product, the name or
company name of such party, without due consent ;
- Claims, as a means of advertising, having been granted a prize or distinction that was
not awarded;
- Sells, displays or offers for sale, in anothers container or package, a counterfit
or falsified product, or uses it to do business with a product of the same type, even if
not adulterated or falsified, should it not imply in a more serious crime;
- Give or promises money or other utility to the employee of a competitor whereby that
employee, in failing in his duty in his employment, provides the owner with some
advantage;
- receives money or other benefit, on accepts a promise of payment or reward, for in
failing in one's employment obligations, to provide a competitor with some advantage;
- Discloses, exploits or uses, without authorization, confidential techniques, information
or data, usable in industry, commerce or in the providing of services, except for those of
public knowledge or which are obvious to a person skilled in the art, to which he has had
access by means of a contractual or employment relationship, even after the termination of
the contract;
- Discloses, exploits or uses, without authorization, knowledge of information as in the
preceding item, when obtained directly or indirectly by unlawful means or to which one had
access by fraudulent means;
- Sells, displays or offers for sale a product which he declares to be the subject of a
filed or granted patent or of a registered industrial design, when it such is not, or
refers thereto, in a commercial announcement or paper, as having been filed or patented or
registered, when such is not true; or
- Advertises, exploits or uses, without authorization, the results of tests or other
undisclosed data development which has involved considerable effort and has been presented
to government agencies as a condition for approval of the commercialization of products.
Penalty detention of 3 (tree) months to 1 (one) year, or payment
of a fine.
§ 1 - The employer, partner or administrator of a corporation
that perpetrates an act falling within the types of crime foreseen in items XI and XII of
this Article are subject to the conditions referred to in such items.
§ 2 - The provisions of item XIV do not apply when such a
disclosure is made by a government agency duly qualified to authorize commercialization of
a product, deemed necessary to protect the consumers.
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CHAPTER VII - GENERAL PROVISIONS
Article 196: Those penalties of detention provided for in Chapter
I, II and III of this Title will be increased by one third to one half if:
- The party is or was a representative proxy, agent, partner or employee of the patent or
registration owner or, further, of his licensee; or
- The modified, reproduced or imitated trademark is renown, widely known or is a
certification or collective trademark.
Article 197: Those penalties provided for under this Title will
be fixed at on the basis of a minimum 10 (ten) and a maximum of 360 ( three hundred and
sixty ) days, the fine shall be in the same fashion as provided for under the Criminal
Code.
Sole Paragraph: The fine amount may be increased or
reduced by up to 10 (ten) times depending of the agent and of the magnitude of the
advantage obtained, independently of the provisions established in the previous article.
Article 198: The customs authorities, ex officio or
at the request of an interested party, may seize, at the time of checking, any products
carrying falsified, altered or imitated marks or a false indication of provenience.
Article 199: A lawsuit against crimes provided for in this Title
will be brought through filing of a complaint, except in the event described in Article
191, in which case the criminal action will be public.
Article 200: Criminal lawsuits and temporary injunctions for
search and seizure, in case of crimes against industrial property, will be regulated by
the provisions of the Criminal Process Code, in combinations with the modifications
introduced by the Articles of this Chapter.
Article 201: While executing a search and seizure judicial
order, involving crime against a process patent, the bailiff will be accompanied by an
expert who will verify the existence of the unlawful act, the judge being entitled to
order seizure of products obtained by the infringer using the patented process.
Article 202: Besides a temporary injunction for search and
seizures, the interested party may request:
Seizure of a falsified, altered or imitated trademark at its origin or wherever it can
be found, prior to use for criminal purposes; or
Destruction of a counterfeit trademark on packages or products before they are
distributed, even if such packages or products themselves have to be ultimately destroyed.
Article 203: In cases of legally existing and
openly operating industrial or commercial establishments, any temporary injunction will be
limited to inspection and seizure of product, if so ordered by the judge, it being not
permitted to disrupt their lawfully performed business activity.
Article 204: Once a search and seizure injunction has been
carried out, and, having the requested party started it in bad faith, moved either by
rivalry, mere caprice or gross error, such party will be liable for losses and
damages.
Article 205: Allegations of nullity of a patent or registration
on which judicial proceedings are based may constitute matter of defense in a criminal
proceeding. Acquittal of the defendant, however, will not result in a cancellation of the
patent or registration, which can only be requested by means of a specific proceedings before
the court.
Article 206: In order to protect the rights of either party in
court, information deemed confidential , such as, manufacture or trade secrets, are not to
be disclosed, the judge shall rule that suit proceed in judicial secrecy, the other party
being prohibited to use such information for any other purpose.
Article 207: Independently of the criminal litigation, the
injured party can file civil suits deemed appropriate, under the code of Civil
Proceedings.
Article 208: Compensation will be determined by the benefits
that the injured party would have obtained had the violation not occurred.
Article 209: The injured party is entitled to receive loss and
damages compensation for losses resulting from acts of unfair competition of
violation of industrial property rights and acts of unfair competition not foreseen in
this law but which tend to tarnish someone's reputation or business or to generate
confusion between commercial or industrial establishments or providers of services, or
between products and services placed on the market.
§1 In order to avoid irreperable damages or damages difficult
to remedy, the judge may grant, on the proceeding records, a temporary injunction
determining for interruption of a violation or of an act leading to a violation, prior to
citation of teh defendant, also demanding for posting of bail or fiduciary bond, if deemed
appropriate.
§2 In the case of obvious reproduction or imitation of a
registered trademark, the judge may determine the seizure of all merchandise, products,
objects, packages, labels and etc... bearing the falsified or imitated trademark.
Article 210: Loss of profits will be fixed following a criterion
most favorable to the injured party, viz.:
- The benefits that would have been obtained by the injured party should the violation had
not occurred;
- The benefits obtained by the perpetrator of the violation; or
- The remuneration the perpetrator of the violation would have paid to the holder of the
violated rights under a license which would have lawfully authorized the use of such
rights.
Back to Crimes INDEX |
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| TITLE VI - TRANSFER OF TECHNOLOGY AND FRANCHISING
Article 211: INPI (BRAZILIAN PTO) will process the recording of
contracts regarding transfer of technology, franchising contracts and the like so that
they may regard to third parties.
Sole Paragraph: A decision on applications for the recording
of contracts referred to in this Article will be given within 30 (thirty) days counted
from this application.
Back to Technology Transfer
INDEX |
TITLE VII - GENERAL PROVISIONS
CHAPTER I - APPEALS
Article 212: Should there be no otherwise provisions, appeals can
be filed from any decision provided for under this law, within a period of 60 (sixty)
days.
§1 Appeals will be received with full stay, and all provisions
pertinent to first instance examination shall apply.
§2 An appeal cannot be filed against a decision which determines the
final shelving of an application for a patent or for a design registration nor from that
which allows a patent application, a certificate of addition or registration of a
trademark.
§3 Appeals will be decided by the President of INPI (BRAZILIAN PTO),
thus ending the administrative instance.
Article 213: Interested parties will be notified to file
counter-arguments to the appeal, within a period of 60 (sixty) days.
Article 214:For the purpose of complementing the arguments of
the appeal brief, INPI (BRAZILIAN PTO) can make requirements, which should be met within
the period of 60 (sixty) days.
Article 215: An appeal decision is final with no right to appeal
in the administrative instance.
CHAPTER II - ACTS OF THE PARTIES
Article 216: The acts provided for in this law will be practiced by
the parties or by their attorneys who should be duly qualified.
§1 Powers of attorney, in the form of an original, an official copy or
an authenticated photocopy, must be in the Portuguese language, consular legalization
being not required.
§2 The power of attorney must be filed within 60 (sixty) days counted
from the practice of the first act by the party in the process, independently of
notification or requirement, on pain or shelving of a patent application, for registration
on an industrial design or an application for the registration of a mark being definitive.
Article 217: A person domiciled abroad must maintain permanently
a duly qualified attorney resident in the country, with powers to represent him
administratively and judicially, including for receiving summons.
Article 218: Petitions will not be recognized;
- When presented after the legal deadline; or
- When they are not accompanied by proof of payment of the respective fee having the value
in force at the date of their presentation.
Article 219:Petitions, oppositions and appeals shall be of no
effect:
- If submitted after the expiration of the time period provided for in this law;
- If lacking legal grounds; or
- If unaccompanied by proof of payment of the respective official fee.
Article 220: The INPI (BRAZILIAN PTO) may use the opportunity of
acts being carried out by the parties to issue official actions it may deem applicable.
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CHAPTER III - LIMITS
Article 221: Time limits provided for under this law are
continuous, the right to carry out the act becoming automatically void upon expiration of
such terms, unless the party proves it failed to do so for legitimate reasons.
§1 Legitimate reason is considered to be an unpredictable event,
beyond control of the party, preventing the party from carrying out the act.
§2 If such a legitimate reason is confirmed, the party shall carry out
the act within a time period to be granted by the INPI (BRAZILIAN PTO).
Article 222: Time limits are calculated with exclusion of the
first day and inclusion of the final day.
Article 223: Time limits only start to count from the first
working day following a notice to be published in the INPI (BRAZILIAN PTO).
Article 224: In situations not foreseen under this law, any act
must be carried out within the time limit of 60 (sixty) days.
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CHAPTER IV - FORFEITURE OF RIGHT
TO SUE
Article 225: The right to institute legal proceedings pursuing the
repair of damages caused to industrial property rights forfeits in 3 years.
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CHAPTER V - ACTS OF THE INPI (BRAZILIAN PTO)
Article 226: Acts of the INPI (BRAZILIAN PTO) in administrative
procedures regarding industrial property matters will only become effective upon
publication in its official bulletin, except for:
- Those which are not expressly subject to notification or publication by virtue of this
law.
- Administrative decisions when notification is made by mail or knowledge is give to the
interested party.; and
- Internal reports or instructions that need not be known by the parties.
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CHAPTER VI - CLASSIFICATIONS
Article 227: Those classifications regarding the subject matters of
TITLES I, II and III of this Law will be defined by the INPI (BRAZILIAN PTO), if not
determined by an International treaty or agreement effective in Brazil.
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CHAPTER VII - OFFICIAL FEES
Article 228: Official fees will be charged for the services
provided for under this law, the amounts and payment method thereof to be established by
an act of the head offices of the federal public administrative entity to which the INPI
(BRAZILIAN PTO) is subordinated.
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| TITLE VIII - TRANSITORY AND FINAL PROVISIONS
Article 229: The provisions of this law will apply to all
pending applications, except for the patentability of substances, matter or products
obtained by chemical means or processes and food and chemical-pharmaceutical substances,
matters, mixtures or products and medicaments of any type, as well as their respective
processes of obtention or modification, which will only be patentable under those
provisions, in Articles 230 and 231.
Article 230: A patent application may be filed to protect
substances, matters or products obtained by chemical means or processes and food and
chemical - pharmaceutical substances, matters, mixtures or products and medicaments of any
type, as well as the their respective processes of obtention or by modification by any
party entitled to such right under a convention effective in Brazil, the date of the first
foreign filing being ratified, provided that its subject matter has not been placed on any
market by direct initiative of the owner or by third parties with its consent, nor have
third parties carried out, in this country, serious and effective arrangements for
exploitation of the subject matter of the application or patent.
§1 Such application must be filed within 1 year from publication of
this law and must indicate filing date of the first foreign application.
§2 Patent applications filed under provisions of this Article will be
automatically published, any interested parties being entitle to intervene, within 90
days, as to whether those conditions defined under this Article have or not been met.
§3 Without prejudice to Articles 19 and 18 of this law, and those
conditions established in this Article having been met, once an allowance of a patent in
the country where the first application was filed takes place, the patent will be granted
in Brazil, exactly in accordance with allowance in the country of origin.
§4 A patent granted under this Article will be guaranteed the
remainder of the validity term in the country where the first application was filed,
counted from the date of filing in Brazil, limited to the term defined in Article 40, the
provisions of the Note thereof being not applicable.
§5 An applicant having a pending application covering substances,
matters or products obtained by chemical means or processes and food and
chemical-pharmaceutical substances, matters, mixtures or products and medicaments of any
type, as well as the respective processes of obtention or modification, may file a new
application, within the time period and under the conditions established in this Article,
provided that proof of withdrawal of such pending application is submitted.
§6 Whenever appropriate, the provisions of this law will apply to
applications filed and to patents granted in accordance with this Article.
Article 231: A patent application may be filed to protect the
subject matters referred t in the preceding Article by a national or a person domiciled in
the country, the date of disclosure of the invention being guaranteed, provided that its
subject matter has not been placed on any market by direct initiative or of the owner or
by third parties with its consent, nor have third parties carried out, in this country,
serious and effective arrangements of exploitation of the subject matter of the
application.
§1 Such an application must be filed within 1 year from publication of
this law.
§2 Patent applications filed under provisions of this Article will be
prosecuted in accordance with the terms of this law.
§3 A patent guaranteed under provisions of this Article will be
guaranteed for the remainder of the valid term of 20 years counted from the date of
disclosure of the invention, as from filing in Brazil.
§4 An applicant having a pending application covering the subject
matters referred to in the preceding Article may file a new application, within the time
period and under the conditions established in this Article, provided that proof of
withdrawal of such pending application is submitted.
Article 232: Production or use, under provisions of the former
legislation, of substances, maters or products obtained by chemical means or processes and
food and chemical-pharmaceutical substances, matters, mixtures or products and medicaments
of any type, as well as their respective processes of obtention of modification, even if
protected by product or process patents in another country, under a treaty or convention
effective in Brazil, may proceed under those same conditions existing prior to approval of
this law.
§1 No retroactive or future collection of any indemnification under
any allegation whatsoever will be permitted regarding products made or processes used in
Brazil as referred to in this Article.
§2 Likewise, no collection will be permitted, along the lines with the
preceding paragraph, in the event that substantial investments have been made for
exploitation of a product or of a process, as referred to in this Article, during the time
period preceding the enforcement of this law, even if such product or process is protected
under a patent in another country.
Article 233: Applications for registration of advertising
expressions and signs of propaganda, as well as for declarations of notoriety will be
filed away whereas existing registrations and declarations will remain in force for their
remainder validity terms, their renewal being not permitted.
Article 234: A priority guarantee, as provided for in Article 7th
of Law 5,772 of December 21st, 1971, is awarded t the applicant throughout the
time limit therefor provided.
INDUSTRIAL PROPERTY CODE:
Article 7th A priority right can be guaranteed prior to
filing of a patent application when the inventor intends to make any presentation or
communication of the subject matter involved to scientific entities or a display thereof
at an official or officially recognized exhibition center.
§1 Upon submittal of a priority guaranteed request, which must be
accompanied by a circumstantial specification and drawings, if any, a filing receipt will
be issued with its validity term being of one year for patents of invention and six months
for patents of industrial models or designs.
§2 Under the conditions, and, for the purposes of this Code, the final
patent application must be submitted within such time limits provided for, the filing date
being that referred to in the preceding paragraph.
Article 235: All time limits in course provided for under law
5.772 of December 21st, 1971 will automatically be designated as applications
for registration of industrial design and for all legal purposes will be considered as
published.
Article 236: Applications for industrial model and industrial
design patents filed under provisions of Law 5.772 of December 21st, 1971, will
automatically be designated as applications for registration of industrial design and for
all legal purposes will be considered as published.
Article 237: The provisions of Article 111 do not apply to
applications for industrial model or design patents that have already been examined under
provisions of Law 5.772 of December 21st 1971.
Article 238: Appeals filed under provisions of Law 5.772 of
December 21st, 1971, will be decided pursuant to that law.
Article 239: The government is authorized to promote any changes
deemed necessary in the INPI (BRAZILIAN PTO) will be free to:
- Hire technical and administrative personnel by way of public competitive examination;
- Establish salary scale for its employees, subject to approval by the ministry to which
the INPI (BRAZILIAN PTO) is subordinated; and
- Dispose of a basic structure and those internal regulations subject to approval by the
ministry to which the INPI (BRAZILIAN PTO) is subordinated.
Sole paragraph: Expenses resulting from provisions
of this Article will be funded by the INPI (BRAZILIAN PTO) own financial resources.
Article 240: Article 2 of Law 5.648 of December 11th,
1970, will be amended as follows:
Article 2: "The purpose of the INPI (BRAZILIAN PTO)
is basically the enforcement of industrial property legislation in the National territory,
taking into account its social, economical, judicial and technical functions, as well as
to advise on the convenience of celebrating, ratifying or denouncing conventions,
treaties, pacts and agreements regarding industrial property matters".
Article 241: The Judiciary is authorize to create special courts
to resolve disputes regarding intellectual property matters.
Article 242: The Government will submit to the National Congress
a bill of law aiming to achieve, whenever necessary, a conformation of this law with the
industrial property policy allowed by other country members of the MERCOSUL ( SOUTH
AMERICAN COMMON MARKET).
Article 243: This Law will be effective on the date of its
publication in regard to those provisions in Articles 230, 231, and 239, and after 1 year
following such publication in respect to its remainder Articles and provisions.
Article 244: Law 5.772 of December 21st, 1971, Law
6.348 of July 7th, 1976, Articles 187 to 196 of Decree-Law 2.848 of December 7th,
1940, Articles 169 to 189 of Decree-Law 7.903 of August 1945 and other provisions to the
contrary are hereby revoked.
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